-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9XJ9vNHcQyFvdo762QjE3QZWcF/79AJoBL0zYBGG5UYwlS1rZBBi7u+LL6TAxXB +WFbFHdU58hH4D1o61Rgxg== 0000950152-98-001104.txt : 19980218 0000950152-98-001104.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950152-98-001104 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE GROUP MEMBERS: HARRIS CORP /DE/ GROUP MEMBERS: TAP TECHNOLOGY, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED FIBRE COMMUNICATIONS INC CENTRAL INDEX KEY: 0000898805 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 680277743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48527 FILM NUMBER: 98537905 BUSINESS ADDRESS: STREET 1: ONE WILLOW BROOK COURT STREET 2: P.O. BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-1239 BUSINESS PHONE: 7077947700 MAIL ADDRESS: STREET 1: ONE WILLOW BROOK COURT STREET 2: P.O. BOX 751239 CITY: PETALUMA STATE: CA ZIP: 94975-1239 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS CORP /DE/ CENTRAL INDEX KEY: 0000202058 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 340276860 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 BUSINESS PHONE: 4077279125 MAIL ADDRESS: STREET 1: 1025 W NASA BLVD CITY: MELBOURNE STATE: FL ZIP: 32919 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS SEYBOLD CO DATE OF NAME CHANGE: 19600201 SC 13G/A 1 ADVANCED FIBRE/HARRIS CORP. SCHEDULE 13G/AMEND 1 1 -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Advanced Fibre Communications, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 00754A 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGES) (Page 1 of 9 Pages) 2 - -------------------------------------------------------------------------------- CUSIP NO. 00754A 10 5 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HARRIS CORPORATION, A DELAWARE CORPORATION (I.R.S. EMPLOYER IDENTIFICATION NO. 34-0276860) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A DELAWARE CORPORATION - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER - 0 - OF SHARES ------------------------------------------------------------ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY REPORTING 1,852,208 PERSON WITH ------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER - 0 - ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,852,208 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,852,208 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - -------------------------------------------------------------------------------- CUSIP NO. 00754A 10 5 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TAP TECHNOLOGY, INC., A DELAWARE CORPORATION (I.R.S. EMPLOYER IDENTIFICATION NO. 52-2007025) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A DELAWARE CORPORATION - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER 1,852,208 OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY - 0 - REPORTING PERSON --------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 1,852,208 --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - 0 - - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,852,208 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 Page 4 of 9 Pages ITEM 1(a) NAME OF ISSUER: Advanced Fibre Communications, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: One Willow Brook Court Petaluma, CA 94954 ITEM 2(a)-(c) NAME OF PERSON FILING, PRINCIPAL BUSINESS ADDRESS AND CITIZENSHIP OF PERSON FILING: This statement is being filed by Harris Corporation, a Delaware corporation ("Harris"), whose principal place of business is 1025 W. Nasa Boulevard, Melbourne, Florida 32919, with respect to 1,852,208 shares (the "Shares") of the Common Stock of Advanced Fibre Communications, Inc. Tap Technology, Inc., a Delaware corporation ("Tap"), is a wholly owned subsidiary of Harris and the record owner of the Shares. The principal place of business of Tap is 1105 N. Market Street, Suite 1222, Wilmington, DE 19890. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 00754A 10 5 5 Page 5 of 9 Pages ITEM 3. Not Applicable. ITEM 4. OWNERSHIP. Not Applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. [ X ] The reporting person has ceased to be the beneficial owner of more than 5% of the class of securities. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. 6 Page 6 of 9 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUB- SIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. 7 Page 7 of 9 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 HARRIS CORPORATION By: /s/ Richard L. Ballantyne ------------------------------ (Signature) Richard L. Ballantyne --------------------------------- (Name) Vice President and Secretary --------------------------------- (Title) TAP TECHNOLOGY, INC. By: /s/ J. Michael Kelly ------------------------------ (Signature) J. Michael Kelly --------------------------------- (Name) Vice President and Secretary --------------------------------- (Title) 8 Page 8 of 9 Pages EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 9 9 Page 9 of 9 Pages EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 13, 1998, containing the information required by Schedule 13G, for the 1,852,208 Shares of the Common Stock of Advanced Fibre Communications, Inc. held by Tap Technology, Inc. Dated: February 13, 1998 HARRIS CORPORATION By: /s/ Richard L. Ballantyne ------------------------------- Name: Richard L. Ballantyne ------------------------------- Title: Vice President and Secretary ------------------------------- TAP TECHNOLOGY, INC. By: /s/ J. Michael Kelly ------------------------------- Name: J. Michael Kelly ------------------------------- Title: Vice President and Secretary ------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----